Thomas Ernest Goss

CRD 1001603 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Jr Thomas E Goss

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 5Series 7
Registered states (45): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 45
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1001603 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Feb 6, 2017 → present
Bmo Capital Markets Corp.
BD capacity

Jul 21, 2010 → Jan 4, 2017
Stephens
BD capacity

Apr 27, 2009 → May 20, 2010
Barclays Capital Inc.
BD capacity

Sep 22, 2008 → Apr 23, 2009
Lehman Brothers Inc.
BD capacity

Feb 23, 1995 → Sep 22, 2008
Painewebber Incorporated
BD capacity

Jul 18, 1991 → Dec 22, 1994
Mcdonald & Company Securities, Inc.
BD capacity

May 12, 1982 → Nov 10, 1989
Shearson Loeb Rhoades Inc.
BD capacity

Oct 22, 1981 → May 17, 1982

Source & corrections

Where this page comes from

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