Mark Bruce Richanbach
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 63Series 10Series 9SIESeries 7
- Registered states (44)
- Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 45
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (14)
From the source registration record · current first
-
Nov 2, 2012 → present
-
Wells Fargo Advisors, LLCBD capacityJan 3, 2011 → Nov 7, 2012
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Wells Fargo Advisors, LLCIA capacityJan 3, 2011 → Nov 7, 2012
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Wells Fargo Investments, LLCIA capacityOct 26, 2005 → Jan 3, 2011
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Wells Fargo Investments, LLCBD capacityAug 11, 2005 → Jan 3, 2011
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Mcdonald Investments Inc.BD capacityMar 23, 2001 → Aug 15, 2005
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Delta Equity Services CorporationBD capacityJul 16, 1997 → Aug 26, 1999
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Dain Bosworth IncorporatedBD capacityNov 24, 1992 → Jul 14, 1997
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Wedbush Morgan Securities Inc.BD capacityAug 10, 1989 → Dec 4, 1992
-
Thomson Mckinnon Securities Inc.BD capacityJan 6, 1988 → Aug 1, 1989
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L. F. Rothschild & Co. IncorporatedBD capacitySep 17, 1986 → Jan 1, 1988
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Shearson Lehman Brothers Inc.BD capacityApr 7, 1983 → Sep 25, 1986
-
Lehman Brothers Kuhn Loeb IncorporatedBD capacityApr 21, 1983 → Jun 27, 1984
-
Sutro & Co. IncorporatedBD capacityNov 2, 1981 → Apr 25, 1983
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.