Michael George Richardson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (9)

SIESeries 7Series 6Series 12Series 4Series 24Series 53Series 65Series 63

Registered states (1)

California

Years in the industry (source record)

38

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (27)

From the source registration record · current first

• Wells Fargo Clearing Services, LLCCurrent

  Saratoga, CA · BC capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Saratoga, CA · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Saratoga, CA · IA capacity
  start not retrieved → present
• Mml Investors Services, LLC

  San Jose, CA · IA capacity
  May 14, 2019 → Apr 29, 2020
• Mml Investors Services, LLC

  San Jose, CA · BC capacity
  May 9, 2019 → Apr 29, 2020
• Edward Jones

  San Jose, CA · IA capacity
  Aug 10, 2018 → Apr 10, 2019
• Edward Jones

  San Jose, CA · BC capacity
  Aug 10, 2018 → Apr 10, 2019
• Financial Engines Advisors L.L.C.

  Santa Clara, CA · IA capacity
  Jun 15, 2017 → Jan 19, 2018
• Comerica Securities

  San Jose, CA · IA capacity
  Jul 20, 2015 → Jun 13, 2017
• Comerica Securities

  San Jose, CA · BC capacity
  Jul 20, 2015 → Jun 13, 2017
• Quest Capital Strategies, Inc.

  Laguna Hills, CA · BC capacity
  Apr 30, 2015 → Jul 27, 2015
• Quest Capital Strategies, Inc.

  Los Gatos, CA · IA capacity
  Apr 17, 2015 → Jul 27, 2015
• Strategic Advisers, Inc.

  Los Gatos, CA · IA capacity
  Feb 12, 2013 → Apr 30, 2013
• Fidelity Brokerage Services LLC

  Los Gatos, CA · BC capacity
  Jan 18, 2013 → Apr 29, 2013
• Td Ameritrade, Inc.

  Campbell, CA · IA capacity
  Jan 31, 2007 → Apr 20, 2012
• Amerivest Investment Management, LLC

  Campbell, CA · IA capacity
  Jan 31, 2007 → Apr 20, 2012
• Td Ameritrade, Inc.

  Campbell, CA · BC capacity
  Jan 31, 2007 → Apr 20, 2012
• Quick & Reilly, Inc.

  Bethlehem, PA · IA capacity
  Sep 9, 2002 → Sep 10, 2004
• Quick & Reilly, Inc.

  New York, NY · BC capacity
  Dec 7, 2001 → Sep 10, 2004
• First Union Brokerage Services, Inc.

  Charlotte, NC · BC capacity
  Jul 7, 1997 → Oct 1, 2000
• Pnc Brokerage Corp

  Pittsburgh, PA · BC capacity
  Dec 23, 1994 → Jul 14, 1997
• Pnc Securities Corp

  Pittsburgh, PA · BC capacity
  Jun 17, 1994 → Dec 23, 1994
• First Eastern Brokerage Services, Inc.

  BC capacity
  May 21, 1988 → Jul 14, 1994
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BC capacity
  Aug 5, 1986 → Dec 24, 1987
• E. F. Hutton & Company Inc

  BC capacity
  Sep 6, 1983 → Aug 11, 1986
• Janney Montgomery Scott Inc.

  BC capacity
  Jul 19, 1982 → Aug 23, 1983
• The Equitable Life Assurance Society Of The United States

  BC capacity
  Sep 17, 1981 → Aug 26, 1982

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.