Hossain Benny Varzi
Also appears in the source record as: Benny Varzi; Hossain Varzi
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 31Series 7
- Registered states (34)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
- Years in the industry (source record)
- 45
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (13)
From the source registration record · current first
-
Nov 7, 2008 → present
-
start not retrieved → present
-
Morgan Stanley & Co. IncorporatedBD capacityApr 2, 2007 → Nov 11, 2008
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Morgan Stanley & Co. IncorporatedIA capacityApr 2, 2007 → Nov 11, 2008
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Morgan StanleyIA capacityNov 14, 2002 → Apr 2, 2007
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Morgan Stanley Dw Inc.BD capacityJun 23, 2000 → Apr 2, 2007
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Cibc World Markets Corp.BD capacityAug 19, 1991 → Jul 14, 2000
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Oppenheimer & Co., Inc.BD capacityMar 29, 1995 → Apr 18, 1995
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Prudential-Bache Securities Inc.BD capacityAug 25, 1989 → Sep 12, 1990
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Prudential-Bache Securities Inc.BD capacitySep 6, 1985 → Sep 12, 1990
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Thomson Mckinnon Securities Inc.BD capacityFeb 13, 1989 → Aug 25, 1989
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Smith Barney, Harris Upham & Co., IncorporatedBD capacityJan 5, 1984 → Sep 24, 1985
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Hereth, Orr & Jones, Inc.BD capacityOct 14, 1981 → Dec 2, 1983
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.