Rachel Ann Lesnick

CRD 1007209 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Hunt Valley, MD

IA RegisteredBroker

Also appears in the source record as: Rachel Ann Aksomitus

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (33): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Kansas · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 45
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hunt Valley, MD · IA capacity

Oct 10, 2008 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hunt Valley, MD · BC capacity

start not retrieved → present
Ferris, Baker Watts Incorporated
BD capacity

Oct 20, 2005 → Oct 24, 2008
Morgan Stanley Dw Inc.
BD capacity

Nov 21, 1995 → Oct 20, 2005
Ferris, Baker Watts Incorporated
BD capacity

Jun 24, 1993 → Oct 19, 1995
Kidder, Peabody & Co. Incorporated
BD capacity

Oct 13, 1992 → Jan 21, 1993
Kidder, Peabody & Co. Incorporated
BD capacity

Aug 20, 1981 → Mar 15, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1007209 ↗ FINRA BrokerCheck record for CRD 1007209 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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