Dirk Allen Taylor

CRD 1008197 · Wells Fargo Advisors · Kerrville, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 3Series 7Series 6Series 10Series 9Series 8Series 65Series 63
Registered states (27): Alabama · Arizona · Arkansas · California · Colorado · Florida · Hawaii · Illinois · Indiana · Kansas · Louisiana · Maryland · Minnesota · Mississippi · Missouri · Montana · Nevada · New Mexico · North Carolina · Ohio · Puerto Rico · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1008197 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Kerrville, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Kerrville, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Kerrville, TX · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
San Antonio, TX · IA capacity

May 2, 2007 → Jan 3, 2011
Wells Fargo Investments, LLC
San Antonio, TX · BC capacity

May 2, 2007 → Jan 3, 2011
Ubs Financial Services Inc.
San Antonio, TX · IA capacity

Sep 26, 2005 → Apr 23, 2007
Ubs Financial Services Inc.
San Antonio, TX · BC capacity

Sep 26, 2005 → Apr 23, 2007
Rbc Dain Rauscher Inc.
San Antonio, TX · IA capacity

Mar 2, 1998 → Oct 6, 2005
Rbc Dain Rauscher Inc.
New York, NY · BC capacity

Mar 2, 1998 → Oct 6, 2005
Dain Rauscher Incorporated
BC capacity

Jan 2, 1998 → Mar 2, 1998
Rauscher Pierce Refsnes, Inc.
Dallas, TX · BC capacity

Mar 31, 1997 → Jan 2, 1998
Smith Barney Inc.
New York, NY · BC capacity

Apr 30, 1990 → Jun 8, 1994
Shearson Lehman Hutton Inc.
New York, NY · BC capacity

Apr 11, 1988 → May 16, 1990
E. F. Hutton & Company Inc
BC capacity

May 23, 1983 → Apr 11, 1988
Fielder & Associates, Inc.
BC capacity

Apr 29, 1982 → May 16, 1983
Aul Equity Sales Corp.
BC capacity

Dec 18, 1981 → Sep 17, 1982

Source & corrections

Where this page comes from

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