Scott Michael Ozer

CRD 1009252 · Southern California Wealth Management Associates · Location not yet retrieved from the source record

IA RegisteredRegistration inactive

Also appears in the source record as: Sunkin Ozer; Scott Michael Sunkin; Scott M Sunkin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (5): Series 63SIESeries 3Series 5Series 7
Registered states (1): California
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1009252 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Southern California Wealth Management Associates
Firm CRD: 332016
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Southern California Wealth Management AssociatesCurrent
Woodland Hills, CA · IA capacity

Mar 11, 2026 → present
Emerson Equity LLC
Woodland Hills, CA · IA capacity

Sep 10, 2019 → Feb 9, 2026
Emerson Equity LLC
Woodland Hills, CA · IA capacity

Aug 30, 2019 → Feb 9, 2026
Sandlapper Wealth Management, LLC
Agoura Hills, CA · IA capacity

Jun 18, 2014 → Sep 4, 2019
Sandlapper Securities, LLC
Agoura Hills, CA · IA capacity

Nov 6, 2013 → Aug 30, 2019
Sandlapper Wealth Management, LLC
Greenville, SC · IA capacity

Nov 7, 2013 → Jun 16, 2014
Financial West Group
Agoura Hills, CA · IA capacity

Sep 2, 2005 → Nov 6, 2013
Citigroup Global Markets Inc.
Woodland Hills, CA · IA capacity

Jul 8, 1997 → Sep 22, 2005
Citigroup Global Markets Inc.
New York, NY · IA capacity

Jul 31, 1993 → Sep 22, 2005
Lehman Brothers Inc.
New York, NY · IA capacity

Nov 25, 1992 → Jul 31, 1993
Painewebber Incorporated
Weehawken, NJ · IA capacity

Nov 17, 1981 → Nov 30, 1992

Source & corrections

Where this page comes from

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