Patricia Anne Garibaldi
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (22)
- California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Kentucky · Maine · Massachusetts · Minnesota · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · Tennessee · Texas · Utah · Vermont · Washington · Wisconsin
- Years in the industry (source record)
- 44
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (10)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Rbc Capital Markets, LLCNew York, NY · IA capacityNov 7, 2006 → Oct 3, 2014
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Rbc Capital Markets, LLCNew York, NY · BC capacityAug 4, 2006 → Oct 3, 2014
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Emmet & Co, Inc.Far Hills, NJ · BC capacityJun 16, 2005 → Jul 27, 2006
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Wolfe & Hurst Bond Brokers Inc.Jersey City, NJ · BC capacityNov 14, 2001 → May 2, 2005
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Salomon Smith Barney Inc.New York, NY · BC capacityJun 2, 1989 → Jun 26, 2001
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Shearson Lehman Hutton Inc.New York, NY · BC capacitySep 24, 1982 → Jun 2, 1989
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Lehman Brothers Kuhn Loeb IncorporatedBC capacitySep 29, 1982 → Jun 27, 1984
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Kidder, Peabody & Co. IncorporatedBC capacityOct 29, 1981 → Aug 10, 1982
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.