Michael Jay Fruchtman

CRD 1015705 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Micahel Fruchtman; Michael Fruchtman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 3Series 7Series 6
Registered states (30): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kentucky · Maine · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 45
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1015705 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

May 15, 2020 → present
Citigroup Global Markets Inc.
BD capacity

Jan 4, 2008 → Jun 1, 2009
Ubs Financial Services Inc.
IA capacity

Jan 18, 2007 → Jan 14, 2008
Ubs Financial Services Inc.
BD capacity

Feb 2, 1993 → Jan 14, 2008
Prudential Securities Incorporated
BD capacity

Jan 15, 1988 → Feb 5, 1993
E. F. Hutton & Company Inc
BD capacity

Oct 28, 1982 → Feb 10, 1988
Verrilli Altschuler Schwartz Inc.
BD capacity

May 24, 1982 → Mar 10, 1983
First Investors Corporation
BD capacity

Nov 15, 1981 → Apr 14, 1982

Source & corrections

Where this page comes from

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