Lawrence S Miller

CRD 1016147 · Morgan Stanley · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Larry Scott Miller; Lawrence Scott Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (33): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Louisiana · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1016147 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Boca Raton, FL · IA capacity

May 18, 2010 → present
Oppenheimer & Co. Inc.
IA capacity

Jun 12, 2009 → Mar 16, 2010
Oppenheimer & Co. Inc.
BD capacity

Oct 7, 2004 → Mar 16, 2010
Janney Montgomery Scott LLC
BD capacity

Apr 14, 1999 → Oct 28, 2004
Painewebber Incorporated
BD capacity

Aug 12, 1993 → Apr 19, 1999
Smith Barney Shearson Inc.
BD capacity

Jul 31, 1993 → Aug 25, 1993
Lehman Brothers Inc.
BD capacity

Jan 16, 1989 → Jul 31, 1993
Thomson Mckinnon Securities Inc.
BD capacity

Dec 4, 1986 → Feb 21, 1989
Cigna Securities, Inc.
BD capacity

Aug 29, 1986 → May 4, 1988
Cardell & Associates, Incorporated
BD capacity

Aug 12, 1985 → Jun 10, 1986
Travelers Equities Sales, Inc.
BD capacity

Nov 7, 1984 → Aug 20, 1985
The Equitable Life Assurance Society Of The United States
BD capacity

Jun 21, 1982 → Jan 18, 1984
Equico Securities, Inc.
BD capacity

Jun 21, 1982 → Jan 18, 1984

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1016147 ↗ FINRA BrokerCheck record for CRD 1016147 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.