Mark Richard Taylor

CRD 1017805 · Morgan Stanley · West Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: Mark Taylor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63SIESeries 7Series 31Series 22Series 6
Registered states (38): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
West Palm Beach, FL · IA capacity

Nov 4, 2014 → present
Capital Guardian Trust Company
IA capacity

Jan 5, 2006 → Oct 24, 2014
Sanford C. Bernstein & Co., LLC
BD capacity

Dec 7, 2000 → Dec 4, 2003
Alliance Capital Management L P
IA capacity

Aug 2, 2000 → Dec 4, 2003
Sanford C. Bernstein & Co., Inc.
BD capacity

Aug 10, 1993 → Dec 7, 2000
The Equitable Life Assurance Society Of The United States
BD capacity

Oct 5, 1992 → Aug 24, 1993
Equico Securities, Inc.
BD capacity

Oct 5, 1992 → Aug 24, 1993
The Equitable Life Assurance Society Of The United States
BD capacity

May 8, 1987 → Jun 18, 1992
New England Securities Corporation
BD capacity

Aug 14, 1984 → Jun 15, 1987
Nml Equity Services, Inc.
BD capacity

Jan 7, 1982 → Oct 1, 1983

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1017805 ↗ FINRA BrokerCheck record for CRD 1017805 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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