D. Mark Macgargle

CRD 1017914 · Morgan Stanley · Binghamton, NY

IA RegisteredBroker

Also appears in the source record as: D. Mark Mark Macgargle; Daniel Mark Macgargle

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 63Series 10Series 9SIESeries 3Series 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1017914 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Binghamton, NY · IA capacity

May 15, 2020 → present
Morgan Stanley & Co. Incorporated
BD capacity

Jul 19, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Nov 18, 2002 → Jul 30, 2007
Prudential Securities Incorporated
BD capacity

May 6, 1994 → Nov 26, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 19, 1986 → May 18, 1994
The Prudential Insurance Company Of America
BD capacity

Aug 23, 1982 → Apr 17, 1986
Pruco Securities Corporation
BD capacity

Feb 21, 1982 → Apr 16, 1986

Source & corrections

Where this page comes from

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