Debra Wallach

CRD 1023895 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Lynbrook, NY

IA RegisteredBroker

Also appears in the source record as: Debra Sheryl Wallach

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (38): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Louisiana · Maine · Maryland · Massachusetts · Michigan · Mississippi · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1023895 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lynbrook, NY · IA capacity

Jan 12, 2018 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lynbrook, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
BD capacity

Jan 28, 2009 → Oct 5, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 22, 2005 → Feb 12, 2009
Citigroup Global Markets Inc.
BD capacity

Aug 25, 2003 → Mar 16, 2005
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 30, 1982 → May 13, 2002
Haas Securities Corporation
BD capacity

Jan 5, 1982 → Aug 17, 1982

Source & corrections

Where this page comes from

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