Sandra M Martin-Stelmasek

CRD 1024774 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Pasadena, CA

IA RegisteredBroker

Also appears in the source record as: Sandra Maria Defelice; Sandra Maria Martin; Sandra Maria Martin-Stelmasek; Sandra Maria Stelmasek

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 4SIESeries 7
Registered states (2): California · Massachusetts
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pasadena, CA · IA capacity

Nov 29, 2002 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pasadena, CA · BC capacity

start not retrieved → present
Ubs Painewebber Inc.
IA capacity

Jul 8, 1997 → Jul 1, 2002
Ubs Painewebber Inc.
BD capacity

Apr 11, 1994 → Jul 1, 2002
Baraban Securities, Inc.
BD capacity

Jul 10, 1993 → May 10, 1994
Painewebber Incorporated
BD capacity

Jan 25, 1991 → Jan 28, 1994
Lehman Brothers Inc.
BD capacity

Sep 21, 1989 → Feb 12, 1991
Prudential-Bache Securities Inc.
BD capacity

Mar 4, 1987 → Sep 23, 1989
Morgan Stanley & Co., Incorporated
BD capacity

Mar 15, 1985 → Mar 18, 1987
The Seidler Companies Incorporated
BD capacity

Jan 25, 1982 → Feb 26, 1985
Morgan, Olmstead, Kennedy & Gardner, Incorporated
BD capacity

Dec 13, 1982 → Jan 14, 1983

Source & corrections

Where this page comes from

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