Gary Allen Seitz

CRD 1026191 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Springfield, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 31Series 5Series 7
Registered states (20): Arizona · Arkansas · California · Colorado · Connecticut · Florida · Illinois · Indiana · Iowa · Michigan · Missouri · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Wisconsin
Years in the industry (source record): 45
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1026191 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Springfield, IL · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Springfield, IL · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Oct 26, 2009
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Oct 26, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

Apr 11, 2000 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Oct 25, 1994 → Apr 2, 2007
Everen Securities, Inc.
BD capacity

Sep 3, 1991 → Oct 26, 1994
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 24, 1981 → Sep 5, 1991

Source & corrections

Where this page comes from

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