Lisa Ann Davis

CRD 1029653 · Morgan Stanley · Pasadena, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 63SIESeries 7
Registered states (20): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Indiana · Minnesota · Nevada · New Jersey · New Mexico · New York · North Carolina · Oregon · South Carolina · Utah · Virginia · Washington
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1029653 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Pasadena, CA · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Oct 25, 2002 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Sep 20, 1984 → Jun 1, 2009
Parker, Alexander & Co. Incorporated
BD capacity

Jun 27, 1983 → Nov 8, 1984
Blumenthal Securities, Inc.
BD capacity

Jan 13, 1983 → Jul 5, 1983
Shearson/American Express Inc.
BD capacity

Sep 3, 1982 → Oct 13, 1982

Source & corrections

Where this page comes from

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