John Phillip Mcabee

CRD 1030577 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Hyannis, MA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 5Series 7
Registered states (23): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1030577 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hyannis, MA · IA capacity

Aug 6, 2010 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hyannis, MA · BC capacity

start not retrieved → present
Janney Montgomery Scott LLC
IA capacity

Jan 18, 2006 → Aug 18, 2010
Janney Montgomery Scott LLC
BD capacity

Aug 22, 2000 → Aug 18, 2010
Janney Montgomery Scott LLC
IA capacity

Aug 18, 2000 → Dec 31, 2005
First Union Securities, Inc.
BD capacity

Jan 12, 1995 → Aug 30, 2000
Prudential Securities Incorporated
BD capacity

Feb 4, 1991 → Dec 22, 1994
Dean Witter Reynolds Inc.
BD capacity

Feb 11, 1988 → Jan 22, 1991
Shearson Lehman Hutton Inc.
BD capacity

Feb 15, 1988 → Mar 30, 1988
E. F. Hutton & Company Inc
BD capacity

Nov 4, 1986 → Feb 15, 1988
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 11, 1982 → Oct 16, 1986

Source & corrections

Where this page comes from

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