Thomas Lowell

CRD 1031242 · J.P. Morgan Securities LLC · Palm Beach Gardens, FL

IA RegisteredBroker

Also appears in the source record as: Thomas Frank Lowell; Thomas Frank Lowelll

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 3Series 31Series 7Series 6Series 66Series 65Series 63
Registered states (33): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1031242 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (16)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Palm Beach Gardens, FL · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Palm Beach Gardens,, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Palm Beach Gardens, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Palm Beach Gardens,, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Palm Beach Gardens, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Palm Beach Gardens, FL · IA capacity

Aug 13, 2010 → Aug 28, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Palm Beach Gardens, FL · BC capacity

Aug 13, 2010 → Aug 28, 2018
Ubs Financial Services Inc.
White Plains, NY · IA capacity

Nov 19, 2007 → Aug 20, 2010
Ubs Financial Services Inc.
White Plains, NY · BC capacity

Aug 20, 2004 → Aug 20, 2010
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Mar 1, 1999 → Aug 23, 2004
Salomon Smith Barney Inc.
New York, NY · BC capacity

Jul 31, 1993 → Mar 8, 1999
Lehman Brothers Inc.
New York, NY · BC capacity

Mar 24, 1992 → Jul 31, 1993
Drexel Burnham Lambert Incorporated
BC capacity

Feb 16, 1984 → May 22, 1989
Riviere Securities Corporation
BC capacity

Nov 30, 1983 → Feb 9, 1984
Anchor National Financial Services, Inc.
BC capacity

Mar 22, 1983 → Oct 4, 1983
Derand Investment Corporation Of America
BC capacity

Mar 12, 1982 → Feb 9, 1983

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1031242 ↗ FINRA BrokerCheck record for CRD 1031242 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.