Ralph Chesney Evans

CRD 1036738 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Tulsa, OK

IA RegisteredBroker

Also appears in the source record as: Ralph Chedney Evans

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63SIESeries 15Series 3Series 7
Registered states (29): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Iowa · Kansas · Louisiana · Minnesota · Missouri · Montana · Nebraska · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1036738 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Tulsa, OK · IA capacity

Sep 30, 2002 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Tulsa, OK · BC capacity

start not retrieved → present
Morgan Stanley
IA capacity

Dec 4, 1991 → Oct 14, 2002
Morgan Stanley Dw Inc.
BD capacity

Feb 22, 1988 → Oct 14, 2002
Shearson Lehman Hutton Inc.
BD capacity

Feb 15, 1988 → Mar 3, 1988
E. F. Hutton & Company Inc
BD capacity

May 7, 1984 → Feb 15, 1988
Edward D. Jones & Co., L.P.
BD capacity

Apr 5, 1982 → Apr 2, 1984

Source & corrections

Where this page comes from

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