Carrol Eugene Knight

CRD 1037371 · Morgan Stanley · Aledo, TX

IA RegisteredBroker

Also appears in the source record as: C. Eugene Knight Jr; C.Eugene Knight Jr; Carol Eugene Knight; Eugene C. Knight Jr; Gene Knight; C.Eugene Eugene Knight Jr Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 63SIESeries 31Series 7
Registered states (16): Arizona · California · Colorado · Georgia · Illinois · Louisiana · Massachusetts · Michigan · Mississippi · Nevada · New York · Ohio · Oregon · Tennessee · Texas · Washington
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Aledo, TX · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Dec 20, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Dec 20, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

May 17, 1999 → Jan 7, 2008
Citigroup Global Markets Inc.
IA capacity

May 17, 1999 → Jan 7, 2008
Chase Securities Of Texas, Inc.
BD capacity

Aug 15, 1986 → May 20, 1999
Aci Securities,inc.
BD capacity

Jun 20, 1984 → Aug 31, 1984
Oppenheimer & Co., Inc.
BD capacity

Oct 22, 1982 → Jun 8, 1984
Bache Halsey Stuart Shields Incorporated
BD capacity

Mar 30, 1982 → Nov 1, 1982

Source & corrections

Where this page comes from

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