John Stevenson

CRD 1038925 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Jack Stevenson; John Glover Stevenson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 65Series 63Series 9Series 10Series 24Series 53Series 52TOSIESeries 22Series 7Series 6
Registered states (3): Connecticut · Massachusetts · New Hampshire
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · IA capacity

Nov 12, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → Oct 23, 2009
Quick & Reilly, Inc.
IA capacity

Sep 4, 2002 → Oct 20, 2004
Quick & Reilly, Inc.
BD capacity

Jan 2, 2001 → Oct 20, 2004
Fleet Securities, Inc.
BD capacity

Sep 11, 2000 → Jan 2, 2001
Bankboston Investor Services, Inc.
BD capacity

Nov 2, 1996 → Oct 10, 2000
Baybanks Brokerage Services, Inc.
BD capacity

Jun 13, 1990 → Nov 2, 1996
H. C. Wainwright & Co.
BD capacity

Jan 11, 1989 → May 16, 1990
Advest, Inc.
BD capacity

Mar 26, 1986 → Jan 19, 1987
Fidelity Brokerage Services, Inc.
BD capacity

Feb 15, 1984 → Mar 7, 1986
Fidelity Distributors Corporation
BD capacity

Jun 2, 1982 → Feb 15, 1984

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1038925 ↗ FINRA BrokerCheck record for CRD 1038925 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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