David Alexander Glennon
Also appears in the source record as: David A Glennon
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 65Series 63Series 7TOSIESeries 7
- Registered states (23)
- California · Colorado · Connecticut · Florida · Georgia · Indiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Wisconsin
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1039910 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (4)
From the source registration record · current first
-
Sep 28, 2023 → present
-
Ust Securities Corp.BD capacityDec 15, 2003 → Dec 3, 2007
-
Merrill Lynch Investment Managers LPIA capacityJun 29, 1998 → Oct 15, 2003
-
Fam Distributors, Inc.BD capacityMay 1, 1998 → Sep 30, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.