Jerry Charles Mcmullen

CRD 1042082 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Indianapolis, IN

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 63Series 10Series 24Series 8SIESeries 31Series 15Series 5Series 3Series 7
Registered states (34): Alabama · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1042082 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indianapolis, IN · IA capacity

Oct 1, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indianapolis, IN · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLC
IA capacity

Nov 18, 2011 → Oct 2, 2014
Wells Fargo Advisors Financial Network, LLC
BD capacity

Nov 11, 2011 → Oct 2, 2014
Wells Fargo Advisors, LLC
BD capacity

Jan 1, 2008 → Nov 11, 2011
Wells Fargo Advisors, LLC
IA capacity

Jan 1, 2008 → Nov 11, 2011
A. G. Edwards & Sons, Inc.
BD capacity

Jul 19, 1996 → Jan 3, 2008
A. G. Edwards & Sons, Inc.
IA capacity

Dec 30, 1998 → Jan 1, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 27, 1992 → Jul 19, 1996
Prudential Securities Incorporated
BD capacity

Apr 29, 1982 → Jan 28, 1992

Source & corrections

Where this page comes from

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