John William Heavey

CRD 1045000 · Morgan Stanley · Naples, FL

IA RegisteredBroker

Also appears in the source record as: John William Heavy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (36): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1045000 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Naples, FL · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Jun 24, 2005 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Jun 24, 2005 → Jun 1, 2009
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Nov 20, 1998 → Jun 29, 2005
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 26, 1987 → Jun 29, 2005
Mid-State Securities Corp.
BD capacity

May 19, 1983 → Feb 10, 1987
Mabon, Nugent & Co.
BD capacity

Apr 23, 1982 → May 26, 1983

Source & corrections

Where this page comes from

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