Edwin Espinosa

CRD 1051878 · J.P. Morgan Securities LLC · The Woodlands, TX

IA RegisteredBroker

Also appears in the source record as: Edwin S Espinosa; Edwin Simondac Espinosa

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 72SIESeries 7Series 65Series 63
Registered states (26): Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Hawaii · Illinois · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Texas · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
The Woodlands, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
The Woodlands, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
The Woodlands, TX · IA capacity

start not retrieved → present
Chase Investment Services Corp.
The Woodlands, TX · IA capacity

Jul 19, 2010 → Oct 1, 2012
Chase Investment Services Corp.
The Woodlands, TX · BC capacity

Jun 30, 2010 → Oct 1, 2012
Wells Fargo Advisors, LLC
Houston, TX · IA capacity

Nov 16, 2007 → Jun 11, 2010
Wells Fargo Advisors, LLC
Houston, TX · BC capacity

Nov 6, 2007 → Jun 11, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
The Woodlands, TX · BC capacity

Aug 17, 2007 → Sep 20, 2007
Bgc Financial Inc.
New York, NY · BC capacity

Oct 2, 2006 → Apr 4, 2007
Icap Securities USA LLC
Jersey City, NJ · BC capacity

Feb 1, 2002 → Aug 28, 2006
Garban Securities LLC
Jersey City, NJ · BC capacity

May 12, 1995 → Aug 7, 2001
Painewebber Incorporated
BC capacity

Jun 24, 1982 → May 1, 1986

Source & corrections

Where this page comes from

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