Spencer Brian Larson

CRD 1052902 · Morgan Stanley · Moraga, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 8SIESeries 31Series 7
Registered states (44): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1052902 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Moraga, CA · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Jul 8, 1997 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Sep 2, 1994 → Jun 1, 2009
Prudential Securities Incorporated
BD capacity

Aug 25, 1989 → Aug 29, 1994
Thomson Mckinnon Securities Inc.
BD capacity

Dec 16, 1988 → Aug 25, 1989
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Jun 4, 1985 → Dec 23, 1988
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 28, 1982 → Jun 28, 1985

Source & corrections

Where this page comes from

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