Kathleen M Gress

CRD 1055167 · J.P. Morgan Securities LLC · Jersey City, NJ

Broker

Also appears in the source record as: Kathleen Margaret Gress

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): Series 99TOSIESeries 7Series 6Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Jersey City, NJ · BC capacity

start not retrieved → present
J.P. Morgan Clearing Corp.
New York, NY · BC capacity

Jan 2, 2009 → Oct 1, 2016
Instinet Clearing Services, Inc.
New York, NY · BC capacity

Dec 11, 2000 → Dec 20, 2005
Citicorp Securities Services, Inc.
New York, NY · BC capacity

Sep 19, 1994 → Jul 26, 1999
Invest Financial Corporation
Appleton, WI · BC capacity

May 18, 1988 → May 23, 1990
Brookehill Equities, Inc.
BC capacity

Jan 24, 1986 → May 29, 1986
Cowen & Co.
BC capacity

Dec 21, 1983 → Jan 8, 1986
The Dreyfus Service Corporation
BC capacity

Feb 14, 1983 → Apr 13, 1983

Source & corrections

Where this page comes from

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