Jerry Ralph Pearson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 66Series 63Series 10Series 9Series 24SIESeries 7Series 3Series 5
- Registered states (48)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 44
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Oct 5, 2010 → present
-
J.P. Morgan Securities Inc.BD capacityOct 3, 2008 → Feb 25, 2010
-
J.P. Morgan Securities Inc.BD capacitySep 17, 2008 → Oct 6, 2008
-
Fifth Third Securities, Inc.BD capacityJun 16, 2003 → Apr 22, 2008
-
Banc One Securities CorporationIA capacityMar 28, 2002 → Jun 5, 2003
-
Banc One Securities CorporationBD capacityNov 21, 2001 → Jun 5, 2003
-
Thomson Mckinnon Securities Inc.BD capacityDec 12, 1983 → Apr 28, 1986
-
Dec 1, 1982 → Oct 28, 1983
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.