Richard Howard Campanella

CRD 1068994 · Morgan Stanley · Toms River, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (18): Arizona · Colorado · Delaware · Florida · Georgia · Louisiana · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Toms River, NJ · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Nov 14, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Nov 14, 2008 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

May 19, 2005 → Nov 17, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 11, 2005 → Nov 17, 2008
Hold Brothers On-Line Investment Services L.L.C.
BD capacity

Sep 16, 2004 → Apr 19, 2005
Quest Capital Strategies, Inc.
BD capacity

Jun 10, 2004 → Sep 21, 2004
D. E. Shaw Investments, L.P.
BD capacity

May 18, 1990 → Nov 20, 2000
D. E. Shaw Securities, L.P.
BD capacity

Mar 9, 1993 → Dec 15, 1998
Drexel Burnham Lambert Incorporated
BD capacity

Dec 15, 1987 → Aug 11, 1989
Cs First Boston Corporation
BD capacity

Oct 20, 1982 → Apr 11, 1987

Source & corrections

Where this page comes from

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