Barbara Jean Clarke

CRD 1072327 · Morgan Stanley · Newtown, PA

IA RegisteredBroker

Also appears in the source record as: Barbara Jean Warren

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 27Series 4Series 24Series 99TOSIESeries 31Series 7
Registered states (18): California · Connecticut · Florida · Georgia · Illinois · Kentucky · Maine · Maryland · Massachusetts · Missouri · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Newtown, PA · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Aug 29, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Aug 29, 2008 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Nov 12, 1990 → Sep 3, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 29, 1989 → Sep 3, 2008
Prudential-Bache Securities Inc.
BD capacity

Nov 19, 1987 → Jan 1, 1989
Hanover Concepts, Inc.
BD capacity

May 22, 1986 → Jul 30, 1987
Abacus Equity Services, Inc.
BD capacity

Sep 22, 1986 → Nov 28, 1986
Excalibur Securities, Inc.
BD capacity

Aug 18, 1986 → Sep 3, 1986
Cardell & Associates, Incorporated
BD capacity

Oct 23, 1985 → Aug 13, 1986
Radford Capital Corporation
BD capacity

Jun 21, 1985 → Oct 25, 1985
Mutual Service Corporation
BD capacity

Jul 17, 1984 → Jun 12, 1985
Cardell & Associates, Incorporated
BD capacity

Nov 24, 1982 → Jul 24, 1984

Source & corrections

Where this page comes from

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