John Patrick Mclaughlin

CRD 1073305 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · North Bethesda, MD

IA RegisteredBroker

Also appears in the source record as: Pat Mclaughlin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (19): Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Illinois · Maryland · Massachusetts · Missouri · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · West Virginia
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
North Bethesda, MD · IA capacity

Apr 12, 2010 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
North Bethesda, MD · BC capacity

start not retrieved → present
Johnston, Lemon & Co. Inc.
IA capacity

Sep 26, 2007 → Apr 14, 2010
Johnston Lemon Asset Management Inc
IA capacity

Nov 1, 1996 → Apr 14, 2010
Johnston, Lemon & Co. Incorporated
BD capacity

May 9, 1988 → Apr 14, 2010
Bellamah, Neuhauser & Barrett, Inc.
BD capacity

Jan 19, 1983 → May 13, 1988

Source & corrections

Where this page comes from

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