David Andrew Bentley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

Series 65Series 63Series 24SIESeries 7Series 2Series 6

Registered states (42)

Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming

Years in the industry (source record)

43

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Morgan Stanley

Firm CRD

149777

SEC number

801-70103

Assets under management

$2.0T as of Jun 30, 2026

Website

www.morganstanley.com ↗

Phone

914-225-5510

Firm location

Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

• Morgan StanleyCurrent

  Newtown Square, PA · IA capacity
  Jun 1, 2009 → present
• Morgan Stanley & Co. Incorporated

  BD capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley & Co. Incorporated

  IA capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley

  IA capacity
  Jun 9, 2003 → Apr 2, 2007
• Morgan Stanley Dw Inc.

  BD capacity
  Oct 29, 1999 → Apr 2, 2007
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Jan 12, 1994 → Nov 8, 1999
• U.S. Central Securities

  BD capacity
  Mar 25, 1993 → Jan 1, 1994
• The Trading Desk, Inc.

  BD capacity
  Jan 25, 1990 → Dec 20, 1993
• Royal Alliance Associates, Inc.

  BD capacity
  Nov 19, 1989 → Aug 3, 1990
• Integrated Resources Equity Corporation

  BD capacity
  Jun 20, 1989 → Nov 19, 1989
• Faic Securities, Inc.

  BD capacity
  Jan 10, 1983 → May 26, 1983

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.