Phyllis Louise Egan

CRD 1081886 · Charles Schwab & Co., Inc. · Northbrook, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (27): Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Indiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nevada · New Mexico · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Northbrook, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Northbrook, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Northbrook, IL · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Northbrook, IL · BC capacity

Sep 6, 2005 → May 19, 2024
Td Ameritrade Investment Management, LLC
Northbrook, IL · IA capacity

May 17, 2006 → Sep 7, 2023
Td Ameritrade, Inc.
Northbrook, IL · IA capacity

Sep 6, 2005 → Oct 14, 2022
Harrisdirect LLC
Niles, IL · IA capacity

Apr 14, 2003 → Aug 29, 2005
Harrisdirect LLC
Jersey City, NJ · BC capacity

Apr 14, 2003 → Aug 29, 2005
National Planning Corporation
Los Angeles, CA · BC capacity

Dec 2, 2002 → Apr 14, 2003
Marshall Capital Management Inc
Chicago, IL · IA capacity

Feb 21, 2001 → Oct 31, 2002
Howe Barnes Investments, Inc.
Chicago, IL · BC capacity

Jan 7, 1997 → Oct 31, 2002
Smith Barney Inc.
New York, NY · BC capacity

Jul 31, 1993 → Jan 22, 1997
Lehman Brothers Inc.
New York, NY · BC capacity

Aug 24, 1992 → Jul 31, 1993
Gruntal & Co. Incorporated
New York, NY · BC capacity

Aug 29, 1990 → Aug 31, 1992
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Dec 21, 1982 → Jan 21, 1989

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1081886 ↗ FINRA BrokerCheck record for CRD 1081886 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.