Anne Elizabeth Whelan

CRD 1090103 · Wells Fargo Advisors · Tarpon Springs, FL

IA RegisteredBroker

Also appears in the source record as: Anne Elizabeth Varlese

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (22): Alabama · California · Colorado · Connecticut · Florida · Georgia · Illinois · Maryland · Michigan · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Texas · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1090103 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Tarpon Springs, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Tarpon Springs, FL · BC capacity

start not retrieved → present
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

May 3, 1996 → Oct 1, 2000
Key Investments Inc.
Cleveland, OH · BC capacity

Nov 13, 1995 → Apr 9, 1996
Zions Investment Securities, Inc.
Salt Lake City, UT · BC capacity

Sep 13, 1995 → Nov 28, 1995
Marketing One Securities, Inc.
Portland, OR · BC capacity

Apr 12, 1994 → Jul 27, 1994
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 11, 1991 → Apr 8, 1994
Painewebber Incorporated
Weehawken, NJ · BC capacity

Sep 15, 1987 → Mar 13, 1991
Dean Witter Reynolds Inc.
BC capacity

Dec 9, 1986 → Jul 11, 1987
Securities Settlement Corporation
BC capacity

May 23, 1986 → Jul 17, 1986
Smith Barney, Harris Upham & Co., Incorporated
BC capacity

Dec 3, 1983 → Apr 25, 1986
Individual's Securities Ltd.
BC capacity

Aug 24, 1983 → Oct 19, 1983

Source & corrections

Where this page comes from

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