Michael Rickson Clark

CRD 1100699 · Morgan Stanley · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Michael R Clark

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Boston, MA · IA capacity

Apr 7, 2015 → present
Eaton Vance Management
IA capacity

Jan 9, 2012 → May 29, 2013
Eaton Vance Distributors, Inc.
BD capacity

Oct 28, 2011 → May 29, 2013
Legg Mason Investor Services, LLC
BD capacity

Dec 1, 2005 → Aug 8, 2011
Citigroup Global Markets Inc.
BD capacity

Sep 30, 1994 → Dec 1, 2005
Mitchell Hutchins Asset Management Inc.
BD capacity

Jan 15, 1994 → Jul 27, 1994
Smith Barney Shearson Inc.
BD capacity

Jul 31, 1993 → Nov 24, 1993
Lehman Brothers Inc.
BD capacity

Feb 1, 1990 → Jul 31, 1993
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Feb 24, 1983 → Mar 6, 1985

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1100699 ↗ FINRA BrokerCheck record for CRD 1100699 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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