Miriam Gentile

CRD 1103270 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Miriam Gentile; Miriam Pischera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 10Series 9SIESeries 7
Registered states (30): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · IA capacity

Jun 10, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Jun 12, 2017
Morgan Stanley
IA capacity

Jun 1, 2009 → Jun 12, 2017
Morgan Stanley & Co. Incorporated
BD capacity

May 30, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

May 30, 2008 → Jun 1, 2009
Ubs Financial Services Inc.
IA capacity

Apr 24, 2008 → Jun 13, 2008
Ubs Financial Services Inc.
BD capacity

Jul 24, 2007 → Jun 13, 2008
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Mar 19, 1986 → Feb 3, 1990

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1103270 ↗ FINRA BrokerCheck record for CRD 1103270 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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