Evan Carl Scott

CRD 1104024 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Charlotte, NC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 8SIESeries 3Series 7
Registered states (35): Alabama · Alaska · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maryland · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1104024 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · IA capacity

Jul 12, 2007 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
IA capacity

Nov 13, 2002 → Jul 25, 2007
Ubs Financial Services Inc.
BD capacity

Nov 8, 2002 → Jul 25, 2007
Prudential Securities Incorporated
IA capacity

Dec 31, 2001 → Nov 13, 2002
Prudential Securities Incorporated
BD capacity

Jul 29, 1994 → Nov 13, 2002
Smith Barney Inc.
BD capacity

Jul 31, 1993 → Aug 8, 1994
Lehman Brothers Inc.
BD capacity

Feb 15, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BD capacity

Mar 22, 1983 → Feb 15, 1988

Source & corrections

Where this page comes from

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