Jeffrey Brisben

CRD 1111345 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Indianapolis, IN

IA RegisteredBroker

Also appears in the source record as: Jeff Brisben; Jeffrey Lee Brisben

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 10Series 9Series 8Series 26SIESeries 3Series 7Series 6
Registered states (2): Indiana · Massachusetts
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indianapolis, IN · IA capacity

Mar 19, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indianapolis, IN · BC capacity

start not retrieved → present
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Mar 20, 2009
Wachovia Securities, LLC
IA capacity

Jul 1, 2003 → Mar 20, 2009
Prudential Securities Incorporated
IA capacity

Jul 18, 1988 → Jul 1, 2003
Prudential Securities Incorporated
BD capacity

Jan 22, 1986 → Jul 1, 2003
First Investors Corporation
BD capacity

Apr 18, 1983 → Dec 12, 1985

Source & corrections

Where this page comes from

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