John Michael Volpe

CRD 1112161 · Morgan Stanley · Sea Girt, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (44): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1112161 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (17)

From the source registration record · current first

Morgan StanleyCurrent
Sea Girt, NJ · IA capacity

Sep 27, 2024 → present
Stifel, Nicolaus & Company, Incorporated
BD capacity

Jun 1, 2015 → Oct 4, 2024
Stifel, Nicolaus & Company, Incorporated
IA capacity

Jun 1, 2015 → Oct 4, 2024
Rbc Capital Markets, LLC
BD capacity

Jan 25, 2010 → Jun 24, 2015
Rbc Capital Markets, LLC
IA capacity

Jan 25, 2010 → Jun 24, 2015
Wells Fargo Advisors, LLC
BD capacity

Jul 15, 2005 → Jan 26, 2010
Wells Fargo Advisors, LLC
IA capacity

Jul 15, 2005 → Jan 26, 2010
Morgan Stanley
IA capacity

May 31, 2002 → Jul 19, 2005
Morgan Stanley Dw Inc.
BD capacity

Mar 9, 2001 → Jul 19, 2005
Salomon Smith Barney Inc.
BD capacity

Jun 22, 1994 → Mar 6, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 22, 1990 → Jun 29, 1994
Painewebber Incorporated
BD capacity

Mar 30, 1989 → Jun 19, 1990
Prudential-Bache Securities Inc.
BD capacity

Feb 23, 1988 → Apr 3, 1989
Shearson Lehman Hutton Inc.
BD capacity

Feb 15, 1988 → Mar 4, 1988
E. F. Hutton & Company Inc
BD capacity

Aug 14, 1987 → Feb 15, 1988
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Jun 24, 1985 → Sep 11, 1987
R. W. Peters, Rickel & Co., Inc.
BD capacity

Feb 24, 1984 → Jul 29, 1985

Source & corrections

Where this page comes from

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