Maureen Mary Carney

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

Series 66Series 63Series 4Series 24SIESeries 7

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

43

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Morgan Stanley

Firm CRD

149777

SEC number

801-70103

Assets under management

$2.0T as of Jun 30, 2026

Website

www.morganstanley.com ↗

Phone

914-225-5510

Firm location

Purchase, NY, 10577-2530

Employment history (20)

From the source registration record · current first

• Morgan StanleyCurrent

  Chicago, IL · IA capacity
  Sep 27, 2017 → present
• Deloitte Corporate Finance LLC

  BD capacity
  Mar 8, 2017 → Jul 17, 2017
• Hightower Securities, LLC

  BD capacity
  Jul 13, 2012 → Jun 20, 2016
• Hightower Advisors, LLC

  IA capacity
  Jul 13, 2012 → Jun 20, 2016
• Morgan Stanley Smith Barney

  BD capacity
  Jun 1, 2009 → Jul 17, 2012
• Morgan Stanley Smith Barney LLC

  IA capacity
  Jun 1, 2009 → Jul 17, 2012
• Citigroup Global Markets Inc.

  IA capacity
  Aug 4, 2008 → Jun 1, 2009
• Citigroup Global Markets Inc.

  BD capacity
  Aug 1, 2008 → Jun 1, 2009
• Morgan Stanley & Co. Incorporated

  IA capacity
  Aug 6, 2007 → Jul 11, 2008
• Morgan Stanley & Co. Incorporated

  BD capacity
  Apr 2, 2007 → Jul 11, 2008
• Morgan Stanley Dw Inc.

  BD capacity
  Oct 16, 2006 → Apr 2, 2007
• Phoenix Equity Planning Corporation

  BD capacity
  Aug 27, 2004 → Sep 15, 2006
• Northern Trust Securities, Inc.

  BD capacity
  Jan 9, 2004 → May 27, 2004
• First Analysis Securities Corporation

  BD capacity
  Sep 1, 2000 → Jun 30, 2003
• Hutchinson, Shockey, Erley & Co.

  BD capacity
  Jul 30, 1999 → Aug 31, 2000
• Vector Securities International, Inc.

  BD capacity
  Sep 19, 1995 → Jul 2, 1999
• Morgan Stanley & Co., Incorporated

  BD capacity
  Apr 20, 1994 → Jan 5, 1995
• Bear, Stearns & Co. Inc.

  BD capacity
  Jun 29, 1992 → Mar 10, 1994
• Harris Investors Direct, Inc.

  BD capacity
  Aug 29, 1986 → Oct 8, 1991
• H. A. Brandt & Associates, Inc

  BD capacity
  Sep 22, 1983 → May 8, 1986

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.