Regina Quigley

CRD 1122069 · Fidelity Brokerage Services LLC · Roslyn, NY

IA RegisteredBroker

Also appears in the source record as: Regina Dorothy Quigley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 66Series 63Series 9Series 10Series 39Series 7TOSIESeries 7Series 22
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1122069 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (18)

From the source registration record · current first

Strategic Advisers LLCCurrent
Newport Beach, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Costa Mesa, CA · BD capacity

Jan 26, 2021 → present
Fidelity Brokerage Services LLCCurrent
Roslyn, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 5, 2021 → Mar 31, 2025
Td Ameritrade Investment Management, LLC
IA capacity

Apr 22, 2019 → Jan 6, 2021
Td Ameritrade, Inc.
BD capacity

Dec 9, 2011 → Jan 6, 2021
Td Ameritrade, Inc.
IA capacity

Dec 7, 2011 → Jan 6, 2021
Td Ameritrade Investment Management, LLC
IA capacity

Dec 7, 2011 → Jul 31, 2017
Charles Schwab & Co., Inc.
IA capacity

Jun 29, 2005 → Sep 1, 2011
Charles Schwab & Co., Inc.
BD capacity

Dec 12, 2000 → Sep 1, 2011
Franklin/Templeton Distributors, Inc.
BD capacity

Jun 9, 1999 → Nov 20, 2000
Cuso Financial Services, L.P.
BD capacity

Sep 2, 1998 → Sep 29, 1998
Marketing One Securities, Inc.
BD capacity

Jun 2, 1997 → Aug 24, 1998
Smith Barney Inc.
BD capacity

May 9, 1997 → Jun 19, 1997
Wells Fargo Securities Inc.
BD capacity

Oct 25, 1993 → May 4, 1995
Marketing One Securities, Inc.
BD capacity

Oct 1, 1993 → Oct 25, 1993
Nylife Securities Inc.
BD capacity

Aug 21, 1989 → Oct 22, 1991
Related Equities Corporation
BD capacity

Aug 11, 1984 → Jul 14, 1989

Source & corrections

Where this page comes from

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