Elizabeth Ann Goldthwaite

CRD 1132262 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Akron, OH

IA RegisteredBroker

Also appears in the source record as: Elizabeth Ann Garl; Beth Goldthwaite; Elizabeth Goldthwaite; Elizabeth Ann Shallahamer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (12): Arizona · California · Colorado · Florida · Indiana · Maine · Missouri · New Jersey · New York · North Carolina · Ohio · Virginia
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Akron, OH · IA capacity

Mar 12, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Akron, OH · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Dec 2, 2016 → Apr 1, 2025
Morgan Stanley
IA capacity

Dec 2, 2016 → Apr 1, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 1, 2008 → Dec 5, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 1, 2008 → Dec 5, 2016
Wachovia Securities, LLC
IA capacity

Jan 3, 2002 → Oct 2, 2008
Wachovia Securities, LLC
BD capacity

Oct 30, 1998 → Oct 2, 2008
Butler, Wick & Co., Inc.
BD capacity

Feb 21, 1986 → Nov 11, 1998
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 26, 1983 → Mar 11, 1986

Source & corrections

Where this page comes from

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