Daniel R Levene

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (12)

Series 52TOSIESeries 3Series 7Series 9Series 10Series 4Series 53Series 24Series 8Series 65Series 63

Registered states (6)

Florida · Massachusetts · South Carolina · Texas · Utah · Washington

Years in the industry (source record)

33

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (26)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Boca Raton, FL · IA capacity
  start not retrieved → present
• Fidelity Brokerage Services LLCCurrent

  Boca Raton, FL · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  Boca Raton, FL · IA capacity
  Feb 18, 2022 → Mar 31, 2025
• Benchmark Financial Wealth Advisors LLC

  Boca Raton, FL · IA capacity
  May 12, 2021 → Dec 4, 2021
• Hanson Mcclain Advisors

  Sacramento, CA · IA capacity
  Jan 13, 2014 → Aug 12, 2014
• Hanson Mcclain Securities

  Folsom, CA · BC capacity
  Jan 13, 2014 → Jan 29, 2014
• Pathway Strategic Advisors

  Folsom, CA · IA capacity
  Mar 1, 2013 → Jan 9, 2014
• Alps Distributors, Inc.

  Folsom, CA · BC capacity
  Apr 29, 2013 → Dec 31, 2013
• Victory Advisors LLC

  Boca Raton, FL · IA capacity
  Aug 10, 2012 → Sep 20, 2012
• Brokersxpress LLC

  Boca Raton, FL · IA capacity
  Jul 30, 2010 → Aug 24, 2012
• Brokersxpress LLC

  Boca Raton, FL · BC capacity
  Jul 21, 2010 → Aug 24, 2012
• Jhs Capital Advisors, Inc.

  Boca Raton, FL · IA capacity
  Aug 9, 2005 → Apr 12, 2010
• Jhs Capital Advisors, Inc.

  Boca Raton, FL · BC capacity
  Jun 8, 2004 → Apr 12, 2010
• Pointe Atlantic

  Boca Raton, FL · BC capacity
  Apr 6, 2006 → Aug 3, 2007
• Great Eastern Securities, Inc.

  New York, NY · BC capacity
  Nov 21, 2006 → Jan 3, 2007
• Salomon Grey Financial Corporation

  Boca Raton, FL · IA capacity
  Feb 9, 2006 → Feb 17, 2006
• Salomon Grey Financial Corporation

  Dallas, TX · BC capacity
  Feb 9, 2006 → Feb 17, 2006
• Sterling Financial Investment Group, Inc.

  Boca Raton, FL · BC capacity
  Jun 1, 2005 → Nov 11, 2005
• Ubs Financial Services Inc.

  Weehawken, NJ · BC capacity
  Jul 30, 2002 → Aug 28, 2003
• Deutsche Bank Securities Inc.

  New York, NY · IA capacity
  Jul 19, 2002 → Aug 6, 2002
• Deutsche Bank Securities Inc.

  New York, NY · BC capacity
  Jan 13, 2001 → Aug 6, 2002
• Db Alex. Brown LLC

  Baltimore, MD · BC capacity
  Sep 22, 2000 → Jan 13, 2001
• Jwgenesis Securities, Inc.

  Boca Raton, FL · BC capacity
  Mar 31, 1999 → Sep 14, 2000
• Stanford Group Company

  Houston, TX · BC capacity
  Nov 6, 1997 → Apr 1, 1999
• Prudential Securities Incorporated

  New York, NY · BC capacity
  Jun 30, 1992 → Nov 19, 1997
• Greenway Capital Corp.

  New York City, NY · BC capacity
  Apr 20, 1992 → Jun 30, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.