Scott Pinheiro

CRD 1134986 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Red Bank, NJ

IA RegisteredBroker

Also appears in the source record as: Scott Ronald Pinheiro I; Scott Ronald Pinheiro; Scott Pinherio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 31Series 7Series 6Series 10Series 24Series 65Series 63
Registered states (39): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (16)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Red Bank, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Red Bank, NJ · BC capacity

start not retrieved → present
Morgan Stanley
Shrewsbury, NJ · IA capacity

Jun 1, 2009 → Jan 26, 2015
Morgan Stanley
Shrewsbury, NJ · BC capacity

Jun 1, 2009 → Jan 26, 2015
Citigroup Global Markets Inc.
Shrewsbury, NJ · IA capacity

Nov 3, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
Shrewsbury, NJ · BC capacity

Nov 3, 2006 → Jun 1, 2009
Wachovia Securities, LLC
Red Bank, NJ · IA capacity

Jan 5, 2004 → Nov 7, 2006
Wachovia Securities, LLC
Red Bank, NJ · BC capacity

Oct 1, 2000 → Nov 7, 2006
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Jan 1, 1996 → Oct 1, 2000
Marketing One Securities, Inc.
Portland, OR · BC capacity

Jun 27, 1994 → Jan 1, 1996
Wealth Builders Equity Corporation
BC capacity

May 20, 1992 → Jun 29, 1994
Ringler Financial Services, Inc.
Orlando, FL · BC capacity

Jan 14, 1992 → Jun 6, 1992
First Hanover Securities, Inc.
Staten Island, NY · BC capacity

Feb 2, 1990 → Oct 24, 1990
Invest Financial Corporation
BC capacity

Nov 25, 1988 → Jan 16, 1990
Bnl Securities Inc.
BC capacity

Aug 21, 1986 → Nov 10, 1988
Metropolitan Life Insurance Company
BC capacity

Jul 5, 1983 → Nov 12, 1985

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1134986 ↗ FINRA BrokerCheck record for CRD 1134986 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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