Howard Adler

CRD 1139822 · Wells Fargo Advisors · San Francisco, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 9Series 10Series 8Series 65Series 63
Registered states (42): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1139822 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Prudential Securities Incorporated
San Francisco, CA · IA capacity

Mar 9, 2001 → Jul 1, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Feb 28, 2001 → Jul 1, 2003
Thomson Mckinnon Securities Inc.
New York, NY · BC capacity

Jan 16, 1986 → Aug 25, 1989
B.O.C.L. Securities Corp.
BC capacity

Mar 6, 1985 → Mar 28, 1985
Morgan, Olmstead, Kennedy & Gardner, Incorporated
BC capacity

Aug 24, 1983 → Mar 19, 1985

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1139822 ↗ FINRA BrokerCheck record for CRD 1139822 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.