Steven Andrea Anderson

CRD 1141875 · Wells Fargo Advisors · Westlake Village, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 10Series 9Series 8Series 65Series 63
Registered states (4): Arkansas · California · Massachusetts · Texas
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Westlake Village, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Westlake Village, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Westlake Village, CA · IA capacity

start not retrieved → present
D.A. Davidson & Co.
Santa Barbara, CA · IA capacity

Nov 25, 2013 → Sep 26, 2022
D.A. Davidson & Co.
Santa Barbara, CA · BC capacity

Nov 25, 2013 → Sep 26, 2022
Crowell Weedon & Co.
Santa Barbara, CA · IA capacity

Nov 4, 2013 → Nov 25, 2013
Crowell Weedon & Co.
Santa Barbara, CA · BC capacity

Nov 4, 2013 → Nov 25, 2013
Crowell, Weedon & Co.
Santa Barbara, CA · IA capacity

Jan 21, 2010 → Nov 4, 2013
Crowell, Weedon & Co.
Santa Barbara, CA · BC capacity

Jan 20, 2010 → Nov 4, 2013
Morgan Stanley Smith Barney LLC
Santa Barbara, CA · IA capacity

Jun 1, 2009 → Jan 27, 2010
Morgan Stanley Smith Barney
Santa Barbara, CA · BC capacity

Jun 1, 2009 → Jan 27, 2010
Citigroup Global Markets Inc.
Santa Barbara, CA · IA capacity

Jul 8, 1997 → Jun 1, 2009
Citigroup Global Markets Inc.
Santa Barbara, CA · BC capacity

Jul 8, 1993 → Jun 1, 2009
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 25, 1987 → Jul 12, 1993

Source & corrections

Where this page comes from

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