Scott Edward Wendelin
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- SIESeries 31Series 7Series 28Series 24Series 66Series 63
- Registered states (8)
- Alaska · California · District Of Columbia · Nevada · Ohio · Oregon · Texas · Virginia
- Years in the industry (source record)
- 41
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1146303 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (15)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Credit Suisse Securities (USA) LLCLos Angeles, CA · IA capacityDec 11, 2012 → Mar 15, 2016
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Credit Suisse Securities (USA) LLCLos Angeles, CA · BC capacityDec 11, 2012 → Mar 15, 2016
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Alliancebernstein L.P.Los Angeles, CA · IA capacityApr 7, 2008 → Dec 5, 2012
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Sanford C. Bernstein & Co., LLCLos Angeles, CA · BC capacityMar 10, 2008 → Dec 5, 2012
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Prospect Financial Advisors, LLCOrinda, CA · BC capacityApr 8, 2003 → Nov 27, 2007
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Tucker Anthony IncorporatedBoston, MA · BC capacityFeb 1, 2001 → Dec 31, 2001
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Sutro & Co. IncorporatedSan Francisco, CA · BC capacityApr 17, 1995 → Jan 31, 2001
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Salomon Brothers Inc.New York, NY · BC capacityMay 2, 1984 → May 18, 1995
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A.G. Becker Paribas IncorporatedBC capacityJul 1, 1983 → Apr 6, 1984
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Warburg Paribas Becker IncorporatedBC capacityJun 22, 1983 → Jun 30, 1983
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.