Thomas Michael Morrissey

CRD 1147599 · Morgan Stanley · Short Hills, NJ

IA RegisteredBroker

Also appears in the source record as: Thomas Michael Morrissey Jr; Thomas Michael Morrissey Jr Jr; Thomas Michael Morrissey Jr. Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (42): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Short Hills, NJ · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Aug 13, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Aug 13, 2007 → Jun 1, 2009
Ameriprise Financial Services, Inc.
IA capacity

May 4, 2007 → May 30, 2007
Ameriprise Financial Services, Inc.
BD capacity

Apr 5, 2007 → May 30, 2007
Morrissey (Jr), Thomas Michael
BD capacity

Oct 8, 1998 → Jan 3, 2007
Ing Baring Furman Selz LLC
BD capacity

Aug 28, 1990 → Dec 7, 1998
Furman Selz Mager Dietz & Birney Incorporated
BD capacity

Jun 17, 1986 → Apr 4, 1989
Bernard Herold & Co., Inc.
BD capacity

Oct 19, 1983 → Jun 5, 1986

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1147599 ↗ FINRA BrokerCheck record for CRD 1147599 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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