Edwin Lee Katz

CRD 1154913 · Morgan Stanley · Dayton, OH

IA RegisteredBroker

Also appears in the source record as: Ed Katz; Eddie Katz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1154913 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Dayton, OH · IA capacity

Apr 11, 2014 → present
Oakstreet Wealth Management, Inc.
IA capacity

Jan 24, 2012 → Mar 28, 2014
Access Financial Group, Inc.
BD capacity

Jan 14, 2003 → Dec 13, 2013
First Alliance Asset Management Inc
IA capacity

Nov 26, 1999 → Mar 31, 2010
Round Hill Securities, Inc.
BD capacity

Apr 15, 1998 → Jan 10, 2003
Painewebber Incorporated
BD capacity

Feb 19, 1988 → Apr 2, 1998
Shearson Lehman Hutton Inc.
BD capacity

Feb 15, 1988 → Mar 3, 1988
E. F. Hutton & Company Inc
BD capacity

Sep 1, 1983 → Feb 15, 1988

Source & corrections

Where this page comes from

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