Mark Joseph Friday

CRD 1155086 · Morgan Stanley · Minocqua, WI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10Series 8SIESeries 3Series 7
Registered states (36): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1155086 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Minocqua, WI · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Oct 31, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Oct 31, 2006 → Jun 1, 2009
Wachovia Securities, LLC
IA capacity

Jan 12, 2001 → Oct 31, 2006
Wachovia Securities, LLC
BD capacity

Sep 4, 1990 → Oct 31, 2006
Blunt Ellis & Loewi Incorporated
BD capacity

Jul 21, 1983 → Sep 4, 1990
The Milwaukee Company
BD capacity

Jul 21, 1983 → Oct 28, 1983

Source & corrections

Where this page comes from

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